Cornerstone Research Report: SEC Enforcement Activity Strong through First Half of FY 2017

Data show an increase in actions involving broker-dealers, issuer reporting and disclosure, and securities offerings.San Francisco, California (PRWEB) April 20, 2017 U.S. Securities and Exchange Commission enforcement activity remained elevated through the first half of fiscal year 2017, according to new research from Cornerstone Research. The data show an increase in actions involving broker-dealers, issuer reporting and disclosure, and securities offerings.According to SEC Enforcement Activity—First Half FY 2017 Update, the SEC filed 334 enforcement actions during the first half of FY
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